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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/24?registers=between
Mon, 14 Jul 2025 02:16:04 -0700Mon, 14 Jul 2025 02:16:04 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/24?registers=between
Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03821.htmlTue, 24 Feb 2015 00:00:00 -08002015-03821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03821.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03713.htmlTue, 24 Feb 2015 00:00:00 -08002015-03713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03713.pdfNotice - Realty Capital Income Funds Trust, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03689.htmlTue, 24 Feb 2015 00:00:00 -08002015-03689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03689.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03678.htmlTue, 24 Feb 2015 00:00:00 -08002015-03678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03678.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03670.htmlTue, 24 Feb 2015 00:00:00 -08002015-03670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03670.pdfNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03669.htmlTue, 24 Feb 2015 00:00:00 -08002015-03669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03669.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03668.htmlTue, 24 Feb 2015 00:00:00 -08002015-03668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03668.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03667.htmlTue, 24 Feb 2015 00:00:00 -08002015-03667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03667.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i)
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03666.htmlTue, 24 Feb 2015 00:00:00 -08002015-03666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03666.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03665.htmlTue, 24 Feb 2015 00:00:00 -08002015-03665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03665.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled “Imposition of Fines for Minor Violation(s) of Rules”
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03664.htmlTue, 24 Feb 2015 00:00:00 -08002015-03664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03664.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03663.htmlTue, 24 Feb 2015 00:00:00 -08002015-03663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03663.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03661.htmlTue, 24 Feb 2015 00:00:00 -08002015-03661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03661.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Increase the Late Cancellation Fee
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03660.htmlTue, 24 Feb 2015 00:00:00 -08002015-03660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03660.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03659.htmlTue, 24 Feb 2015 00:00:00 -08002015-03659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03659.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 402.05 of the NYSE Listed Company Manual To Clarify That Listed Companies Soliciting Proxy Material Through Brokers or Other Entities Must Comply With SEC Rule 14a-13
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03658.htmlTue, 24 Feb 2015 00:00:00 -08002015-03658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03658.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03657.htmlTue, 24 Feb 2015 00:00:00 -08002015-03657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03657.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BZX Top and BZX Last Sale
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03656.htmlTue, 24 Feb 2015 00:00:00 -08002015-03656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03656.pdfNotice - Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the BATS One Feed, and Amend Fees for BYX Top and BYX Last Sale
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03655.htmlTue, 24 Feb 2015 00:00:00 -08002015-03655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03655.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03654.htmlTue, 24 Feb 2015 00:00:00 -08002015-03654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03654.pdfNotice - Eagle Point Credit Company Inc., et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.html
https://regulations.justia.com/regulations/fedreg/2015/02/24/2015-03653.htmlTue, 24 Feb 2015 00:00:00 -08002015-03653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-02-24/pdf/2015-03653.pdf