<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/18?registers=between Sun, 22 Dec 2024 08:20:31 -0800 Sun, 22 Dec 2024 08:20:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03405.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03405.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03405 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03405.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of Fees to Securities Under the Select Symbol Program of Rule 7018(a)(4) https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03232.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03232.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03232 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03232.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03231.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03231.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03231 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03231.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03230.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03230.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03230 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03230.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03229.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03229.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03229 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03229.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03228.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03228.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03228 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03228.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03227.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03227.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03227 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03227.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03226.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03226.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03226 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03226.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03225.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03225.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03225.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03224.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03224.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03224.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03223.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03223.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03223.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 11.9, 11.12, and 11.13 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03222.html https://regulations.justia.com/regulations/fedreg/2015/02/18/2015-03222.html Wed, 18 Feb 2015 00:00:00 -0800 2015-03222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-18/pdf/2015-03222.pdf