<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/09?registers=between Sun, 22 Dec 2024 07:33:21 -0800 Sun, 22 Dec 2024 07:33:21 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/09?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, as Modified by Amendment No. 1, Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02566.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02566.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02566 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02566.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02512.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02512.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02512 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02512.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of The NASDAQ Options Market Regarding Sharing of Risk Settings https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02511.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02511.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02511 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02511.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Rule 1016 To Authorize the Exchange To Share Phlx XL Participant-Designated Risk Settings in Phlx XL https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02504.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02504.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02504 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02504.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02503.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02503.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02503 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02503.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02502.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02502.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02502 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02502.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02501.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02501.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02501 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02501.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Emerging Market Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02500.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02500.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02500 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02500.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change to CME Rule 814 To Clarify Certain Operational Details Regarding Current CME Settlement Cycles https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02499.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02499.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02499 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02499.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the List of Securities Eligible for the Select Symbol Program Under Rule 7018(a)(4) https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02498.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02498.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02498 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02498.pdf Notice - Victory Capital Management Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02488.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02488.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02488 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02488.pdf Rule - Rescission of Outdated Rules and Forms, and Amendments To Correct References https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02465.html https://regulations.justia.com/regulations/fedreg/2015/02/09/2015-02465.html Mon, 09 Feb 2015 00:00:00 -0800 2015-02465 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-02-09/pdf/2015-02465.pdf