<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/04?registers=between Tue, 15 Jul 2025 15:47:01 -0700 Tue, 15 Jul 2025 15:47:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/04?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating To Listing of Investment Company Units Based on Municipal Bond Indexes https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02109.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02109.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02109 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02109.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With the Proposed Amendment of the Restated Certificate of Incorporation of Exchange Subsidiary NYSE Regulation, Inc. https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02108.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02108.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02108.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Securities Listed on BATS Exchange, Inc. pursuant to Rule 14.13 https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02107.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02107.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02107 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02107.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Deadline for the VPR Program to January 14, 2015 https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02106.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02106.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02106 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02106.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02105.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02105.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02105 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02105.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Exchange Rules Related to Order Tickets https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02104.html https://regulations.justia.com/regulations/fedreg/2015/02/04/2015-02104.html Wed, 04 Feb 2015 00:00:00 -0800 2015-02104 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-04/pdf/2015-02104.pdf