<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/03?registers=between Tue, 15 Jul 2025 14:33:17 -0700 Tue, 15 Jul 2025 14:33:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/02/03?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02102.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02102.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02102 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02102.pdf Notice - Investment Company Act Release No. 31435; 812-14349 Trust for Professional Managers and William Blair & Company L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02065.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02065.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02065.pdf Notice - Diamond Hill Capital Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02064.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02064.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02064.pdf Notice - CSOP ETF Trust and CSOP Asset Management Limited; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02020.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02020.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02020 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02020.pdf Notice - Crow Point Partners, LLC and Northern Lights Fund Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02019.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02019.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02019 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02019.pdf Notice - AlphaMark Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02018.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02018.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02018 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02018.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02017.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02017.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02017 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02017.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02016.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02016.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02016 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02016.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02015.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02015.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02015 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02015.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02014.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02014.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02014 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02014.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter IX of Its Rulebook To Incorporate Certain Rules of NASDAQ and FINRA Relating to Arbitration and Mediation https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02013.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02013.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02013 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02013.pdf Notice - Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Box Spread Strategy Rebate for Users of the Exchange's Customized Options Pricing Service https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02012.html https://regulations.justia.com/regulations/fedreg/2015/02/03/2015-02012.html Tue, 03 Feb 2015 00:00:00 -0800 2015-02012 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-02-03/pdf/2015-02012.pdf