Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-06T14:17:45-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01791.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; the Depository Trust Company; Notice of No Objection to Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 20052015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01791.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01755.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01755.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01754.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01754.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01753.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01753.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01752.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Related to New Haircuts2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01752.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01750.htmlNotice - Goldman Sachs ETF Trust, et al.; Notice of Application2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01750.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01749.htmlNotice - Goldman Sachs ETF Trust, et al.; Notice of Application2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01749.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01748.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend MIAX Rule 4022015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01748.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/30/2015-01747.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices2015-01-30T00:00:00-08:002015-01-30T00:00:00-08:002015-01747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-30/pdf/2015-01747.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/29/2015-01648.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating to Directed Market Makers2015-01-29T00:00:00-08:002015-01-29T00:00:00-08:002015-01648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-29/pdf/2015-01648.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/29/2015-01647.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Integrated Feed Data Feed2015-01-29T00:00:00-08:002015-01-29T00:00:00-08:002015-01647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-29/pdf/2015-01647.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/29/2015-01646.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE MKT Integrated Feed Data Feed2015-01-29T00:00:00-08:002015-01-29T00:00:00-08:002015-01646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-29/pdf/2015-01646.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/29/2015-01645.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the Opening Process2015-01-29T00:00:00-08:002015-01-29T00:00:00-08:002015-01645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-29/pdf/2015-01645.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/29/2015-01644.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to MNX and NDX2015-01-29T00:00:00-08:002015-01-29T00:00:00-08:002015-01644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-29/pdf/2015-01644.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01512.htmlNotice - Proposed Collection; Comment Request2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01512.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01511.htmlNotice - Submission for OMB Review; Comment Request2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01511.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01510.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 519A Risk Protection Monitor2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01510.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01509.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01509.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01508.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01508.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01507.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01507.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/28/2015-01506.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement (“RPI”) Program for 12 Months, To Expire on January 31, 20162015-01-28T00:00:00-08:002015-01-28T00:00:00-08:002015-01506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-28/pdf/2015-01506.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01519.htmlNotice - Sunshine Act Meeting2015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01519.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01426.htmlNotice - Automated Matching Systems Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny a Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 19342015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01426.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01425.htmlNotice - Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program2015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01425.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01384.htmlNotice - Joint Industry Plan; Notice of Filing of the Eighth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01384.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01377.htmlNotice - Proposed Collection; Comment Request2015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01377.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01376.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the IQ Wilshire Alternative Strategies ETF Under NYSE Arca Equities Rule 8.6002015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01376.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/27/2015-01375.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes To Amend Rule 7018 To Amend Fees and Rebates in Connection With BX's Retail Price Improvement Program2015-01-27T00:00:00-08:002015-01-27T00:00:00-08:002015-01375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-27/pdf/2015-01375.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01275.htmlNotice - Investor Advisory Committee Meeting2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01275.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01252.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01252.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01251.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend NSCC's Rules and Procedures in Connection With the Discontinuance of the Analytic Reporting Service2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01251.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01250.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01250.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01249.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01249.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01248.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01248.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01247.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-Equities To Specify That Exchange Systems May Close One or More Securities Electronically If a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01247.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01246.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF Under NYSE Arca Equities Rule 8.6002015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01246.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01245.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources2015-01-26T00:00:00-08:002015-01-26T00:00:00-08:002015-01245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01245.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01159.htmlNotice - Notice of Federal Advisory Committee Establishment; Equity Market Structure Advisory Committee2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01159.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01108.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.862015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01107.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01107.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01078.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01078.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01077.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01077.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01076.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01076.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01075.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01075.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01074.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01074.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01072.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01072.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01071.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change Relating to CDS Pricing Policy2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01071.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01070.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01070.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01069.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide To Adopt A New Flat Annual Fee of $5,000 for Listed Warrants2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01069.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01068.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Formalize the ICC Operational Risk Management Framework2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01068.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01067.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01067.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01066.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01066.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01065.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01064.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01064.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01063.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01063.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00971.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Sections II and IV of the Pricing Schedule2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00971.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00970.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Extended and Overnight Trading Sessions2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00970.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00969.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00969.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00968.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Rule Change SR-CBOE-2014-0402015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00968.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00967.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Price Protection Mechanism To Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00967.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00966.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Price Protection Mechanism To Prevent the Automatic Execution of Incoming Market Orders and Marketable Limit Orders Outside a Specified Parameter and Eliminate Liquidity Replenishment Points and the Gap Quote Policy2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00966.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00965.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program2015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00965.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/22/2015-00964.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.6002015-01-22T00:00:00-08:002015-01-22T00:00:00-08:002015-00964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-22/pdf/2015-00964.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00925.htmlNotice - Sunshine Act Meeting2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00925Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00925.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00858.htmlNotice - Order Making Fiscal Year 2015 Annual Adjustments to Transaction Fee Rates2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00858.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00839.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing of Certain iTraxx Europe Index Untranched CDS Contracts on Indices Administered by Markit2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00839.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00838.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00838.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00837.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00837.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00836.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers, as Modified by Partial Amendment No. 12015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00836.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00835.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00835.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/21/2015-00834.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)2015-01-21T00:00:00-08:002015-01-21T00:00:00-08:002015-00834Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-21/pdf/2015-00834.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00926.htmlNotice - Sunshine Act Meeting2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00926.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00704.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00704.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00703.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00703.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00702.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00702.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00701.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Date of the Annual Meeting of The Options Clearing Corporation's Stockholders2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00701.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/20/2015-00700.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Adopt NASDAQ Rule 7015(i) To Offer the New IPO Workstation2015-01-20T00:00:00-08:002015-01-20T00:00:00-08:002015-00700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-20/pdf/2015-00700.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00625.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00625Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00625.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00624.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d)2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00624.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00579.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00579.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00578.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00578.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00577.htmlNotice - Self-Regulatory Organizations: The Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 8072015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00577.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00576.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00576.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00575.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Fees for Bond Trading License Firms2015-01-16T00:00:00-08:002015-01-16T00:00:00-08:002015-00575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00575.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00534.htmlNotice - Proposed Collection; Comment Request2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00534.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00533.htmlNotice - Proposed Collection; Comment Request2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00533.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00532.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00532.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00531.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00531.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00530.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00530Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00530.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00529.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00529.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00528.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00528.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00527.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGA Exchange, Inc.2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00527Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00527.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00526.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00526Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00526.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00525.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00525Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00525.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00524.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00524Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00524.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/15/2015-00523.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Quotation Requirements for Unlisted Equity Securities and Deletion of the Rules Related to the OTC Bulletin Board Service2015-01-15T00:00:00-08:002015-01-15T00:00:00-08:002015-00523Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-15/pdf/2015-00523.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/14/2015-00378.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IM-5050-6 to BOX Rule 5050 (Short Term Option Series Program)2015-01-14T00:00:00-08:002015-01-14T00:00:00-08:002015-00378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-14/pdf/2015-00378.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/14/2015-00377.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend Rule 967NY and To Adopt Rule 967.1NY To Provide Price Protection for Market Maker Quotes2015-01-14T00:00:00-08:002015-01-14T00:00:00-08:002015-00377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-14/pdf/2015-00377.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/14/2015-00376.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes2015-01-14T00:00:00-08:002015-01-14T00:00:00-08:002015-00376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-14/pdf/2015-00376.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00419.htmlNotice - Sunshine Act Meeting2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00419.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00418.htmlNotice - Sunshine Act Meeting2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00418.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00298.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program in Rule 1059, Accommodation Transactions2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00298.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00295.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00295.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00294.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Bylaws of New York Stock Exchange LLC's Wholly-Owned Subsidiary, NYSE Regulation, Inc., To Provide That Non-Affiliated Directors of NYSE Regulation, Inc. Would Not Be Removed for Cause If They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between New York Stock Exchange LLC, NYSE Regulation and NYSE Market (DE), Inc.2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00294.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00293.htmlNotice - Proposed Collection; Comment Request2015-01-13T00:00:00-08:002015-01-13T00:00:00-08:002015-00293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-13/pdf/2015-00293.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00228.htmlNotice - Proposed Collection; Comment Request2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00228.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00227.htmlNotice - Context Capital Advisers, LLC and Context Capital Funds; Notice of Application2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00227.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00226.htmlNotice - Forum Funds II, et al.; Notice of Application2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00226.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00225.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00225.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00224.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00224.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00223.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00223.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00222.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C To Specify That Exchange Systems May Close One or More Securities Electronically2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00222.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00221.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00220.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on Its NASDAQ OMX PSX Facility (“PSX”) in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00220.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00219.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00219.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00218.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Option Series Program2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00218.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00217.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00217.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00216.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated With a “Retail” Modifier as Defined in Rule 132015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00216.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00215.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Fees for Trading Licenses To Extend the Current Fee Schedule to February 27, 2015 and To Implement New Trading License Fees Effective March 1, 20152015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00215.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00214.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00214.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00213.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00213.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00212.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca Integrated Feed To Establish Eligibility Requirements for Redistribution2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00212.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00211.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated as “Retail” but Which Are Not Executed in the Retail Liquidity Program2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00211.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00210.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That are Designated With a “Retail” Modifier as Defined in Rule 13-Equities2015-01-12T00:00:00-08:002015-01-12T00:00:00-08:002015-00210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00210.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00139.htmlNotice - Proposed Collection; Comment Request2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00139.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00138.htmlNotice - Proposed Collection; Comment Request2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00138Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00138.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00137.htmlNotice - Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00137.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00136.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00136.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00135.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00135.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00134.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00134.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00133.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00133.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00132.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00132.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00129.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00129.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00128.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00128.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00127.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00127.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00126.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework2015-01-09T00:00:00-08:002015-01-09T00:00:00-08:002015-00126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00126.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00161.htmlNotice - Sunshine Act Meeting2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00161.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00057.htmlNotice - Proposed Collection; Comment Request2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00057.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00056.htmlNotice - Submission for OMB Review; Comment Request2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00056.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00055.htmlNotice - Proposed Collection; Comment Request2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00055Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00055.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00054.htmlNotice - Proposed Collection; Comment Request2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00054.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00053.htmlNotice - Submission for OMB Review; Comment Request2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00053.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00052.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00052.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00051.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose a Minimum Fee for Execution Venues Operating a Trading Platform or Multiple Platforms That Utilize NASDAQ Proprietary Depth Data on a Non-Displayed Basis2015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00051Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00051.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00050.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 20162015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00050Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00050.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/08/2015-00049.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 per Option Contract Until January 5, 20162015-01-08T00:00:00-08:002015-01-08T00:00:00-08:002015-00049Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-08/pdf/2015-00049.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30975.htmlNotice - Consolidated Tape Association; Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of the CTA Plan2015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30975.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30974.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30974.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30973.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Extension of Review Period of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 20052015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30973.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30972.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.542015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30972.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30971.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30971.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30970.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows “UTP Securities” To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges2015-01-07T00:00:00-08:002015-01-07T00:00:00-08:002014-30970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30970.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30979.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending its Information Barrier Rules2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30979.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30903.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rules 7014 and 70182015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30903.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30902.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of FINRA Rule 3110(e) (Responsibility of Member To Investigate Applicants for Registration) in the Consolidated FINRA Rulebook2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30902.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30901.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares U.S. Fixed Income Balanced Risk ETF of the iShares U.S. ETF Trust Under Rule 14.11(i)2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30901.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30900.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as “Senior Officers” of ICE2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30900.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30899.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as “Senior Officers” of ICE2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30899.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30898.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Designate Its Chief Strategic Officer, Chief Technology Officer and General Counsel as “Senior Officers” of ICE2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30898.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30897.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change To Clarify That OCC Would Not Treat a Futures Transaction That Is an Exchange-for-Physical or Block Trade as a Non-Competitively Executed Trade If the Exchange on Which Such Trade Is Executed has Provided OCC With Representations That it Has Policies or Procedures Requiring That Such Trades Be Executed at Reasonable Prices and That Such Price Is Validated by the Exchange2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30897.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30896.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management U.S. Core ETF of ETFis Series Trust I2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30896.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30895.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To Provide a New Optional Functionality to Minimum Quantity Orders2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30895.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30894.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF Under NYSE Arca Equities Rule 8.6002015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30894.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30893.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the CBOE Book Depth Data Feed and for Certain Other CBOE Real-Time Data Feeds2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30893.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30892.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to FINRA Rules 0190 (Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation) and 2040 (Payments to Unregistered Persons) in the Consolidated FINRA Rulebook, and Amend FINRA Rule 8311 (Effect of a Suspension, Revocation, Cancellation, or Bar)2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30892.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30891.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30891.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/06/2014-30890.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the C2 Book Depth Data Feed and Certain Other C2 Real-Time Data Feeds2015-01-06T00:00:00-08:002015-01-06T00:00:00-08:002014-30890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-06/pdf/2014-30890.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/05/2014-30812.htmlNotice - In the Matter of NASDAQ OMX PHLX, LLC; Order Granting Petition for Review and Scheduling Filing of Statements2015-01-05T00:00:00-08:002015-01-05T00:00:00-08:002014-30812Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-05/pdf/2014-30812.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/05/2014-30809.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend NASDAQ Rule 7015(d) To Include the IPO Indicator as a New Enhancement to the NASDAQ Workstation2015-01-05T00:00:00-08:002015-01-05T00:00:00-08:002014-30809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-05/pdf/2014-30809.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/05/2014-30803.htmlNotice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.32 in Order To Increase the Maximum Order Entry Size to Five Million Shares2015-01-05T00:00:00-08:002015-01-05T00:00:00-08:002014-30803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-05/pdf/2014-30803.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/05/2014-30802.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2015-01-05T00:00:00-08:002015-01-05T00:00:00-08:002014-30802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-05/pdf/2014-30802.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/05/2014-30801.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees2015-01-05T00:00:00-08:002015-01-05T00:00:00-08:002014-30801Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-05/pdf/2014-30801.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30706.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 20152015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30706.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30705.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20152015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30705.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30704.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 20152015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30704.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30703.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30703.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30702.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 4751(h) and 4754(b) Relating to the Closing Process2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30702.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30701.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30701Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30701.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30700.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30700Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30700.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30699.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.”2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30699.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30698.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.”2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30698.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30697.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to Its Over-the-Counter Interest Rate Swap Clearing Offering2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30697.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30696.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to its Over-the-Counter Credit Default Swap Clearing Offering2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30696.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30695.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route”2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30695.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30694.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route”2015-01-02T00:00:00-08:002015-01-02T00:00:00-08:002014-30694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30694.pdf