<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/26?registers=between Tue, 15 Jul 2025 19:17:13 -0700 Tue, 15 Jul 2025 19:17:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/26?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01275.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01275.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01275 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01275.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01252.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01252.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01252 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01252.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend NSCC's Rules and Procedures in Connection With the Discontinuance of the Analytic Reporting Service https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01251.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01251.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01251 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01251.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01250.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01250.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01250 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01250.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01249.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01249.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01249 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01249.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01248.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01248.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01248 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01248.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C-Equities To Specify That Exchange Systems May Close One or More Securities Electronically If a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Close of Trading as Required by Exchange Rules https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01247.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01247.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01247 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01247.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01246.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01246.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01246 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01246.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice, and Amendment No. 1 Thereto, To Establish Procedures Regarding the Monthly Resizing of its Clearing Fund and the Addition of Financial Resources https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01245.html https://regulations.justia.com/regulations/fedreg/2015/01/26/2015-01245.html Mon, 26 Jan 2015 00:00:00 -0800 2015-01245 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-26/pdf/2015-01245.pdf