<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/23?registers=between Sat, 28 Jun 2025 04:17:35 -0700 Sat, 28 Jun 2025 04:17:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/23?registers=between Notice - Notice of Federal Advisory Committee Establishment; Equity Market Structure Advisory Committee https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01159.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01159.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01159 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01159.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86 https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01108.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01108.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01108 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01108.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01107.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01107.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01107 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01107.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01078.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01078.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01078 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01078.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01077.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01077.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01077 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01077.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01076.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01076.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01076 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01076.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01075.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01075.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01075 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01075.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01074.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01074.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01074 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01074.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01072.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01072.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01072 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01072.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change Relating to CDS Pricing Policy https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01071.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01071.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01071 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01071.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01070.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01070.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01070 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01070.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide To Adopt A New Flat Annual Fee of $5,000 for Listed Warrants https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01069.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01069.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01069 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01069.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Formalize the ICC Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01068.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01068.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01068 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01068.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01067.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01067.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01067 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01067.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01066.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01066.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01066 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01066.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01065.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01065.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01065 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01065.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01064.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01064.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01064 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01064.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01063.html https://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01063.html Fri, 23 Jan 2015 00:00:00 -0800 2015-01063 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01063.pdf