Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/23?limit=200®isters=between&mode=atom2024-12-22T07:09:45-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01159.htmlNotice - Notice of Federal Advisory Committee Establishment; Equity Market Structure Advisory Committee2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01159.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01108.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.862015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01108.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01107.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Exchange Rule 970.1NY2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01107.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01078.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01078.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01077.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01077.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01076.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01076.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01075.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01075.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01074.htmlNotice - Proposed Collection; Comment Request2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01074.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01072.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01072.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01071.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change Relating to CDS Pricing Policy2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01071.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01070.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01070.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01069.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 140 and 141 of The NYSE MKT Company Guide To Adopt A New Flat Annual Fee of $5,000 for Listed Warrants2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01069.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01068.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Formalize the ICC Operational Risk Management Framework2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01068.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01067.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01067.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01066.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01066.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01065.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01064.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01064Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01064.pdfhttps://regulations.justia.com/regulations/fedreg/2015/01/23/2015-01063.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds2015-01-23T00:00:00-08:002015-01-23T00:00:00-08:002015-01063Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-23/pdf/2015-01063.pdf