<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/16?registers=between Sun, 22 Dec 2024 07:20:52 -0800 Sun, 22 Dec 2024 07:20:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/16?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00625.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00625.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00625 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00625.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d) https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00624.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00624.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00624 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00624.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00579.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00579.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00579 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00579.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00578.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00578.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00578 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00578.pdf Notice - Self-Regulatory Organizations: The Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 807 https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00577.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00577.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00577 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00577.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00576.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00576.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00576 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00576.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Relating to Fees for Bond Trading License Firms https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00575.html https://regulations.justia.com/regulations/fedreg/2015/01/16/2015-00575.html Fri, 16 Jan 2015 00:00:00 -0800 2015-00575 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-16/pdf/2015-00575.pdf