<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/12?registers=between Sun, 22 Jun 2025 22:26:54 -0700 Sun, 22 Jun 2025 22:26:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/12?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00228.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00228.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00228 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00228.pdf Notice - Context Capital Advisers, LLC and Context Capital Funds; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00227.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00227.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00227 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00227.pdf Notice - Forum Funds II, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00226.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00226.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00226 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00226.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00225.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00225.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00225 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00225.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00224.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00224.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00224 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00224.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00223.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00223.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00223 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00223.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C To Specify That Exchange Systems May Close One or More Securities Electronically https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00222.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00222.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00222 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00222.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Complex Orders https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00221.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00221.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00221 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00221.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on Its NASDAQ OMX PSX Facility (“PSX”) in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00220.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00220.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00220 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00220.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00219.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00219.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00219 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00219.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00218.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00218.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00218 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00217.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00217.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00217 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00217.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated With a “Retail” Modifier as Defined in Rule 13 https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00216.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00216.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00216 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00216.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Fees for Trading Licenses To Extend the Current Fee Schedule to February 27, 2015 and To Implement New Trading License Fees Effective March 1, 2015 https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00215.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00215.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00215 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00215.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00214.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00214.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00214 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00214.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Order Imbalances https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00213.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00213.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00213 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00213.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE Arca Integrated Feed To Establish Eligibility Requirements for Redistribution https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00212.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00212.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00212 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00212.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That Are Designated as “Retail” but Which Are Not Executed in the Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00211.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00211.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00211 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00211.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Eliminate Transaction Fees for Midpoint Passive Liquidity Orders That Remove Liquidity From the Exchange and That are Designated With a “Retail” Modifier as Defined in Rule 13-Equities https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00210.html https://regulations.justia.com/regulations/fedreg/2015/01/12/2015-00210.html Mon, 12 Jan 2015 00:00:00 -0800 2015-00210 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-12/pdf/2015-00210.pdf