<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/09?registers=between Sun, 22 Jun 2025 16:19:08 -0700 Sun, 22 Jun 2025 16:19:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/09?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00139.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00139.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00139 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00139.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00138.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00138.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00138 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00138.pdf Notice - Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00137.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00137.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00137 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00137.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00136.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00136.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00136.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00135.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00135.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00135.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00134.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00134.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00134.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00133.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00133.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00133.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00132.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00132.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00132 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00132.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00129.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00129.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00129 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00129.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00128.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00128.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00128 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00128.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00127.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00127.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00127 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00127.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00126.html https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00126.html Fri, 09 Jan 2015 00:00:00 -0800 2015-00126 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-09/pdf/2015-00126.pdf