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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/07?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/07?registers=between
Notice - Consolidated Tape Association; Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of the CTA Plan
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30975.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30975.htmlWed, 07 Jan 2015 00:00:00 -08002014-30975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30975.pdfNotice - Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30974.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30974.htmlWed, 07 Jan 2015 00:00:00 -08002014-30974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30974.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Extension of Review Period of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30973.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30973.htmlWed, 07 Jan 2015 00:00:00 -08002014-30973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30973.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30972.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30972.htmlWed, 07 Jan 2015 00:00:00 -08002014-30972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30972.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30971.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30971.htmlWed, 07 Jan 2015 00:00:00 -08002014-30971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30971.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows “UTP Securities” To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30970.html
https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30970.htmlWed, 07 Jan 2015 00:00:00 -08002014-30970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30970.pdf