<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/07?registers=between Mon, 23 Jun 2025 14:28:59 -0700 Mon, 23 Jun 2025 14:28:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/07?registers=between Notice - Consolidated Tape Association; Notice of Filing of the Nineteenth Substantive Amendment to the Second Restatement of the CTA Plan https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30975.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30975.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30975.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30974.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30974.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30974 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30974.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Extension of Review Period of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30973.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30973.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30973 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30973.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.54 https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30972.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30972.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30972 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30972.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30971.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30971.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30971.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows “UTP Securities” To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30970.html https://regulations.justia.com/regulations/fedreg/2015/01/07/2014-30970.html Wed, 07 Jan 2015 00:00:00 -0800 2014-30970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-07/pdf/2014-30970.pdf