<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/02?registers=between Mon, 23 Jun 2025 09:04:12 -0700 Mon, 23 Jun 2025 09:04:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2015/01/02?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2015 https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30706.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30706.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30706 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30706.pdf Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30705.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30705.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30705 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30705.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2015 https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30704.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30704.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30704 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30704.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change in Connection With a Proposed Transaction in Which National Stock Exchange Holdings, Inc. Will Acquire Ownership of the Exchange From the CBOE Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30703.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30703.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30703 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30703.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 4751(h) and 4754(b) Relating to the Closing Process https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30702.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30702.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30702 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30702.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30701.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30701.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30701 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30701.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Standard Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30700.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30700.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30700 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30700.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.” https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30699.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30699.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30699 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30699.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to “Direct Edge ECN LLC d/b/a DE Route” and “DE Route” With “BATS Trading, Inc.” https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30698.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30698.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30698 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30698.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to Its Over-the-Counter Interest Rate Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30697.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30697.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30697 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30697.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Certain Contractual Arrangements That Apply to its Over-the-Counter Credit Default Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30696.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30696.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30696 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30696.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route” https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30695.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30695.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30695 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30695.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to “Direct Edge ECN LLC” and “DE Route” https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30694.html https://regulations.justia.com/regulations/fedreg/2015/01/02/2014-30694.html Fri, 02 Jan 2015 00:00:00 -0800 2014-30694 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-01-02/pdf/2014-30694.pdf