<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 05:15:46 -0700 Thu, 23 May 2024 05:15:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30592.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30592.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30592 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30592.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30591.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30591.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30591 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30591.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30590.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30590.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30590 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30590.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A by Revising the Order Allocation Methodology for Certain Orders of Five Contracts or Fewer https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30589.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30589.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30589 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30589.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Fee Caps https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30588.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30588.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30588 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30588.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30587.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30587.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30587 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30587.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30586.html https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30586.html Wed, 31 Dec 2014 00:00:00 -0800 2014-30586 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30586.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30445.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30444 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30444.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30443 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30443.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30442.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30441 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30441.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30440 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30440.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30439 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30439.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30438 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30438.pdf Notice - Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30437 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30437.pdf Notice - Pacer Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30436 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30436.pdf Notice - William E. Simon & Sons, LLC; New Vernon Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30435 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30435.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30226.pdf Notice - Royal Bank of Canada, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30225.pdf Proposed Rule - Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30136 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30136.pdf Notice - In the Matter of American Heritage International Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30348.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30348.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30348 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30348.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30278.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30278.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30278 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30278.pdf Notice - Crestview Advisors, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30277.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30277.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30277 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30277.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30276.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30276.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30276 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30276.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30275.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30275.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30275 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30275.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30274.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30274.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30274 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30274.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30273.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30273.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30273 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30273.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30272.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30272.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30272 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30272.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30265.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30265.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30265 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30265.pdf Notice - In the Matter of Treaty Energy Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30296 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30296.pdf Notice - Forum Funds II and CVR Portfolio Funds LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30130 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30130.pdf Notice - Forum Funds II and Acuitas Investments, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30129.pdf Notice - SSgA Funds Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30128.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30127.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30126.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30125.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30124.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30123.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30122.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30121.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30120.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30119.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30118 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30118.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30105.pdf Rule - Credit Risk Retention https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.html Wed, 24 Dec 2014 00:00:00 -0800 2014-29256 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-29256.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through January 15, 2016 https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29699.html https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29699.html Fri, 19 Dec 2014 00:00:00 -0800 2014-29699 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29699.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement (“RPI”) Program https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29698.html https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29698.html Fri, 19 Dec 2014 00:00:00 -0800 2014-29698 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29698.pdf Notice - Garrison Capital, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29697.html https://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29697.html Fri, 19 Dec 2014 00:00:00 -0800 2014-29697 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29697.pdf Notice - Geo Finance Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29729.html https://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29729.html Thu, 18 Dec 2014 00:00:00 -0800 2014-29729 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29729.pdf