Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/31?limit=200&registers=between&mode=atom 2024-12-22T21:49:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30592.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees of BATS Exchange, Inc. 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30592 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30592.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30591.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30591 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30591.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30590.html Notice - Submission for OMB Review; Comment Request 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30590 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30590.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30589.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A by Revising the Order Allocation Methodology for Certain Orders of Five Contracts or Fewer 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30589 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30589.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30588.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Fee Caps 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30588 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30588.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30587.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2015 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30587 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30587.pdf https://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30586.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed 2014-12-31T00:00:00-08:00 2014-12-31T00:00:00-08:00 2014-30586 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30586.pdf