<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/30?registers=between Mon, 23 Jun 2025 16:36:36 -0700 Mon, 23 Jun 2025 16:36:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/30?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30445.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30444 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30444.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30443 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30443.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30442 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30442.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30441 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30441.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30440 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30440.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30439 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30439.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30438 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30438.pdf Notice - Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30437 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30437.pdf Notice - Pacer Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30436 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30436.pdf Notice - William E. Simon & Sons, LLC; New Vernon Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30435 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30435.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30226.pdf Notice - Royal Bank of Canada, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30225.pdf Proposed Rule - Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.html https://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.html Tue, 30 Dec 2014 00:00:00 -0800 2014-30136 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30136.pdf