Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/30?limit=200®isters=between&mode=atom2024-12-23T02:06:41-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30445.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.6002014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30444.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30443.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30442.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30441.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.6002014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30440.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 12014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30439.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30438.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.htmlNotice - Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 19342014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30437.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.htmlNotice - Pacer Funds Trust, et al.; Notice of Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30436.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.htmlNotice - William E. Simon & Sons, LLC; New Vernon Advisors, Inc.; Notice of Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30435.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30226.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.htmlNotice - Royal Bank of Canada, et al.; Notice of Application and Temporary Order2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30225.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.htmlProposed Rule - Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30136Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30136.pdf