<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/29?registers=between Mon, 23 Jun 2025 23:51:15 -0700 Mon, 23 Jun 2025 23:51:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/29?registers=between Notice - In the Matter of American Heritage International Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30348.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30348.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30348 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30348.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30278.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30278.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30278 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30278.pdf Notice - Crestview Advisors, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30277.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30277.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30277 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30277.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30276.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30276.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30276 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30276.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30275.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30275.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30275 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30275.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30274.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30274.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30274 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30274.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30273.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30273.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30273 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30273.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30272.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30272.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30272 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30272.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30265.html https://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30265.html Mon, 29 Dec 2014 00:00:00 -0800 2014-30265 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30265.pdf