<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/24?registers=between Mon, 23 Jun 2025 07:08:22 -0700 Mon, 23 Jun 2025 07:08:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/24?registers=between Notice - In the Matter of Treaty Energy Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30296 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30296.pdf Notice - Forum Funds II and CVR Portfolio Funds LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30130 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30130.pdf Notice - Forum Funds II and Acuitas Investments, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30129.pdf Notice - SSgA Funds Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30128.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30127.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30126.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30125.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30124.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30123.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30122.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30121.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30120.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30119.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30118 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30118.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.html Wed, 24 Dec 2014 00:00:00 -0800 2014-30105 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30105.pdf Rule - Credit Risk Retention https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.html https://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.html Wed, 24 Dec 2014 00:00:00 -0800 2014-29256 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-29256.pdf