<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/16?registers=between Tue, 24 Jun 2025 11:43:02 -0700 Tue, 24 Jun 2025 11:43:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29502.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29502.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29502 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29502.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29366.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29366.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29366 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29366.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29365.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29365.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29365 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29365.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29364.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29364.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29364 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29364.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Corrections to ISE Rules https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29363.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29363.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29363 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29363.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Subscriber Fee and Tiered Distribution Fee for “Enhanced” Data Displays (the “Enhanced Display Solution Fee”) https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29362.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29362.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29362 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29362.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29361.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29361.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29361 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29361.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change in Connection With the Modifications To Require Receiver Authorized Delivery Approval for DTC Processing of Institutional Delivery Transactions https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29360.html https://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29360.html Tue, 16 Dec 2014 00:00:00 -0800 2014-29360 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29360.pdf