Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/12?limit=200®isters=between&mode=atom2024-05-09T14:47:50-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29182.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29182.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29181.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29181.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29180.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Sales Value Fee2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29180.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29179.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29179.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29178.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Position Limits and Position Accountability of the USD Malaysian Crude Palm Oil Calendar (Cleared Only) Contracts2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29178.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29110.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Provide That The Options Clearing Corporation's President Will Be Its Chief Operating Officer, and That the President Will Not Be a Management Director2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29110.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29109.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Directed Market Makers2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29109.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29108.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29108.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29107.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29107.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29106.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 of EDGX Exchange, Inc. Related to Communication and Routing Service Known as ConnectEdge2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29106.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29105.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29105.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29104.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 To Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20152014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29104.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29103.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20152014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29103.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29102.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to CME Rule 814 and CME Rule 9012014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29102.pdf