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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/11?registers=between
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29183.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29183.htmlThu, 11 Dec 2014 00:00:00 -08002014-29183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29183.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29023.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29023.htmlThu, 11 Dec 2014 00:00:00 -08002014-29023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29023.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend TRACE Rules To Require Members To Identify Transactions With Non-Member Affiliates and To Change How FINRA Disseminates a Subset of Such Transactions
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29013.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29013.htmlThu, 11 Dec 2014 00:00:00 -08002014-29013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29013.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29012.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29012.htmlThu, 11 Dec 2014 00:00:00 -08002014-29012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29012.pdfNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29011.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29011.htmlThu, 11 Dec 2014 00:00:00 -08002014-29011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29011.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGX Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29009.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29009.htmlThu, 11 Dec 2014 00:00:00 -08002014-29009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29009.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGX Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29008.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29008.htmlThu, 11 Dec 2014 00:00:00 -08002014-29008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29008.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29007.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29007.htmlThu, 11 Dec 2014 00:00:00 -08002014-29007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29007.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29006.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29006.htmlThu, 11 Dec 2014 00:00:00 -08002014-29006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29006.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Filing of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29005.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29005.htmlThu, 11 Dec 2014 00:00:00 -08002014-29005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29005.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Fees and Credits for Complex Orders Executed Against Orders on the BOX Book
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29004.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29004.htmlThu, 11 Dec 2014 00:00:00 -08002014-29004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29004.pdfNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its OTC Credit Default Swap Clearing Offering
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29003.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29003.htmlThu, 11 Dec 2014 00:00:00 -08002014-29003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29003.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Modifications To Back Testing Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29002.html
https://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29002.htmlThu, 11 Dec 2014 00:00:00 -08002014-29002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29002.pdf