<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/09?registers=between Sun, 13 Jul 2025 05:43:53 -0700 Sun, 13 Jul 2025 05:43:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28872.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28872.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28872 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28872.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28773.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28773.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28773 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28773.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to CDS Pricing Policy https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28772.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28772.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28772 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28772.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Relating To Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28771.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28771.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28771 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28771.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Application of Excess Defaulting Clearing Member Assets in Crossover Default Scenarios and the Harmonization of Defaulted Base Clearing Member Collateral Definitions https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28770.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28770.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28770 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28770.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CME Rules 818, 8G01 and 8H01 https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28769.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28769.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28769 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28769.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Aligning Performance Bond and Guaranty Fund Collateral Acceptance With CFTC Regulation 39.33 Requirements https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28768.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28768.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28768 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28768.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28767.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28767.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28767 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28767.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Permit the Executive Chairman, the President or a Delegate of Such Officer To Approve Requests by a Hedge Clearing Member To Become a Market Loan Clearing Member https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28766.html https://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28766.html Tue, 09 Dec 2014 00:00:00 -0800 2014-28766 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28766.pdf