<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/05?registers=between Sat, 19 Jul 2025 15:56:00 -0700 Sat, 19 Jul 2025 15:56:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/05?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment To Conform Rule Text https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28584.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28584.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28584 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28584.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28551.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28551.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28551 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28551.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28550.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28550.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28550 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28550.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28549.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28549.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28549 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28549.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB's Electronic Municipal Market Access (EMMA) System To Add Disclosures Related to Municipal Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28548.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28548.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28548 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28548.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating To Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28547.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28547.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28547 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28547.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Definition of the term “Nonprofessional” https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28546.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28546.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28546 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28546.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Sections 5.4 and 7.1 of the OPRA Plan https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28545.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28545.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28545 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28545.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28544.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28544.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28544 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28544.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28543.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28543.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28543 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28543.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c) https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28534.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28534.html Fri, 05 Dec 2014 00:00:00 -0800 2014-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28534.pdf Rule - Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-27767.html https://regulations.justia.com/regulations/fedreg/2014/12/05/2014-27767.html Fri, 05 Dec 2014 00:00:00 -0800 2014-27767 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-27767.pdf