<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/02?registers=between Mon, 23 Jun 2025 12:07:44 -0700 Mon, 23 Jun 2025 12:07:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/12/02?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28353.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28353.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28353 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28353.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clearing Rules Relating to CASS Requirements https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28322.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28322.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28322 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28322.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28321.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28321.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28321 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28321.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28320.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28320.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28320 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28320.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fees https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28319.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28319.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28319 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28319.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28318.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28318.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28318 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28318.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Formalize the ICC Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28317.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28317.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28317 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28317.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt NASDAQ Rule 7015(i) To Offer the New IPO Workstation https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28316.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28316.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28316.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28315.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28315.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28315 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28315.pdf Notice - Banc of America Mortgage Securities, Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28314.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28314.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28314 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28314.pdf Notice - ETF Securities Advisors LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28313.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28313.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28313 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28313.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28312.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28312.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28312 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28312.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28311.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28311.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28311 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28311.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28310.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28310.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28310 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28310.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28309.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28309.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28309 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28309.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28308.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28308.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28308 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28308.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28307.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28307.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28307 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28307.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28306.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28306.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28306 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28306.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28305.html https://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28305.html Tue, 02 Dec 2014 00:00:00 -0800 2014-28305 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28305.pdf