<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/25?registers=between Mon, 23 Jun 2025 20:06:27 -0700 Mon, 23 Jun 2025 20:06:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/25?registers=between Notice - In the Matter of Bravo Enterprises Ltd.; Immunotech Laboratories, Inc.; Myriad Interactive Media, Inc.; Wholehealth Products, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27881.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27881.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27881.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an All-Inclusive Annual Listing Fee and Modify Certain Other Listing Fees https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27879.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27879.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27879.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Miami International Securities Exchange, LLC https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27878.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27878.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27878.pdf Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27846.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27846.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27846 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27846.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27845.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27845.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27845 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27845.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27844.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27844.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27844 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27844.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27843.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27843.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27843 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27843.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27842.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27842.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27842 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27842.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27841.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27841.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27841 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27841.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” and Registered Investment Companies Shall Be Considered “Voluntary Purchaser Participants” https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27840.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27840.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27840.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27839.html https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27839.html Tue, 25 Nov 2014 00:00:00 -0800 2014-27839 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27839.pdf