Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/25?limit=200&registers=between&mode=atom 2024-12-22T20:40:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27881.html Notice - In the Matter of Bravo Enterprises Ltd.; Immunotech Laboratories, Inc.; Myriad Interactive Media, Inc.; Wholehealth Products, Inc.; Order of Suspension of Trading 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27881.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27879.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an All-Inclusive Annual Listing Fee and Modify Certain Other Listing Fees 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27879.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27878.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Miami International Securities Exchange, LLC 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27878.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27846.html Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27846 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27846.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27845.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27845 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27845.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27844.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27844 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27844.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27843.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27843 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27843.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27842.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27842 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27842.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27841.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27841 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27841.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27840.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” and Registered Investment Companies Shall Be Considered “Voluntary Purchaser Participants” 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27840 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27840.pdf https://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27839.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes 2014-11-25T00:00:00-08:00 2014-11-25T00:00:00-08:00 2014-27839 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27839.pdf