Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/25?limit=200®isters=between&mode=atom2024-12-22T20:40:47-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27881.htmlNotice - In the Matter of Bravo Enterprises Ltd.; Immunotech Laboratories, Inc.; Myriad Interactive Media, Inc.; Wholehealth Products, Inc.; Order of Suspension of Trading2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27881.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27879.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an All-Inclusive Annual Listing Fee and Modify Certain Other Listing Fees2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27879.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27878.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Miami International Securities Exchange, LLC2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27878.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27846.htmlNotice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27846.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27845.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Fees2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27845.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27844.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27844.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27843.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to ICE Clear Europe Board Risk Committee2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27843.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27842.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants”2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27842.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27841.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants”2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27841.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27840.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify That Federal Reserve Banks, Central Counterparties, and Central Securities Depositories Shall Not Be Considered Either “Mandatory Purchaser Participants” or “Voluntary Purchaser Participants” and Registered Investment Companies Shall Be Considered “Voluntary Purchaser Participants”2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27840.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/25/2014-27839.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Concerning Supervision To Harmonize the Rules With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes2014-11-25T00:00:00-08:002014-11-25T00:00:00-08:002014-27839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-25/pdf/2014-27839.pdf