<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/19?registers=between
Tue, 15 Jul 2025 18:46:35 -0700Tue, 15 Jul 2025 18:46:35 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/19?registers=between
Notice - In the Matter of YesDTC Holdings, Inc.; Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27471.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27471.htmlWed, 19 Nov 2014 00:00:00 -08002014-27471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27471.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for the NYSE ArcaBook for Arca Options Complex Feed and Changing the NYSE Arca Options Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27314.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27314.htmlWed, 19 Nov 2014 00:00:00 -08002014-27314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27314.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Certain Executions at the Opening
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27313.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27313.htmlWed, 19 Nov 2014 00:00:00 -08002014-27313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27313.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend EDGA Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27312.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27312.htmlWed, 19 Nov 2014 00:00:00 -08002014-27312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27312.pdfNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Exchange Rule 515A
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27311.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27311.htmlWed, 19 Nov 2014 00:00:00 -08002014-27311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27311.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees for the NYSE ArcaBook for Amex Options Complex Feed and a Change to the NYSE Amex Options Proprietary Market Data Fee Schedule (“Market Data Fee Schedule”) Regarding Non-Display Use Fees
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27310.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27310.htmlWed, 19 Nov 2014 00:00:00 -08002014-27310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27310.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation of the New Options Floor Broker Management System Until November 3, 2015
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27309.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27309.htmlWed, 19 Nov 2014 00:00:00 -08002014-27309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27309.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Add a Service Fee for Certain Post-Trade Adjustments Performed by the Exchange To Be Effective December 1, 2014
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27308.html
https://regulations.justia.com/regulations/fedreg/2014/11/19/2014-27308.htmlWed, 19 Nov 2014 00:00:00 -08002014-27308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-19/pdf/2014-27308.pdf