<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/18?registers=between Mon, 23 Jun 2025 13:43:31 -0700 Mon, 23 Jun 2025 13:43:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27355.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27355.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27355 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27355.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27316.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27316.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27316 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27316.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PIXL Executions in SPY and PIXL Pricing https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27212.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27212.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27212 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27212.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of an Emergency Change to OCC's Procedures To Resize the Clearing Fund in Response to Market Conditions https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27211.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27211.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27211 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27211.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Notice of Filing of Proposed Rule Change to Concerning Updates to Clearing Member Documents https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27195.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27195.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27195 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27195.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27191.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27191.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27191 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27191.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27190.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27190.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27190 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27190.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Amend NASDAQ Rule 7015(d) To Include the IPO Indicator as a New Enhancement to the NASDAQ Workstation https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27189.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27189.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27189 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27189.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27187.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27187.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27187 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27187.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27186.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27186.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27186 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27186.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Certain Order Types, Modifiers and Related Functionality https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27185.html https://regulations.justia.com/regulations/fedreg/2014/11/18/2014-27185.html Tue, 18 Nov 2014 00:00:00 -0800 2014-27185 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-18/pdf/2014-27185.pdf