<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/14?registers=between Sat, 21 Jun 2025 21:38:36 -0700 Sat, 21 Jun 2025 21:38:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/14?registers=between Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26951.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26951.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26951 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26951.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26950.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26950.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26950 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26950.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Exchange-Traded Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26949.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26949.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26949 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26949.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Proposing To List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26948.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26948.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26948 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26948.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Disapproving a Proposed Rule Change To Adopt Rule 14.11(k) to List Managed Portfolio Shares and to List and Trade Shares of Certain Funds of the Spruce ETF Trust https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26947.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26947.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26947 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26947.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26946.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26946.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26946 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26946.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Qualified Contingent Cross (“QCC”) Transactions Fees, Effective November 1, 2014 https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26945.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26945.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26945 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26945.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26944.html https://regulations.justia.com/regulations/fedreg/2014/11/14/2014-26944.html Fri, 14 Nov 2014 00:00:00 -0800 2014-26944 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-14/pdf/2014-26944.pdf