<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/12?registers=between Mon, 23 Jun 2025 03:22:13 -0700 Mon, 23 Jun 2025 03:22:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26818.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26818.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26818 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26818.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share and the Excess Order Fee https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26693.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26693.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26693 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26693.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26692.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26692.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26692 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26692.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26691.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26691.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26691 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26691.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction Involving Its Indirect Parent https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26690.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26690.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26690 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26690.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend NYSE Arca Equities Rule 7.44(j) To Delete Reference to the Exchange's Proprietary Data Feed When Disseminating the Retail Liquidity Identifier https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26689.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26689.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26689 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26689.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Proprietary Market Data Fee Schedule Regarding Non-Display Use Fees https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26688.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26688.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26688 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26688.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the NYSE Proprietary Market Data Fee Schedule To Reflect the Offering of the NYSE Bonds Market Data Products https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26687.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26687.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26687 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26687.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26686.html https://regulations.justia.com/regulations/fedreg/2014/11/12/2014-26686.html Wed, 12 Nov 2014 00:00:00 -0800 2014-26686 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-12/pdf/2014-26686.pdf