<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/07?registers=between Mon, 23 Jun 2025 22:04:13 -0700 Mon, 23 Jun 2025 22:04:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/07?registers=between Notice - Joint Industry Plan; BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed National Market System Plan To Implement a Tick Size Pilot Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26463.html https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26463.html Fri, 07 Nov 2014 00:00:00 -0800 2014-26463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-07/pdf/2014-26463.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26462.html https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26462.html Fri, 07 Nov 2014 00:00:00 -0800 2014-26462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-07/pdf/2014-26462.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26461.html https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26461.html Fri, 07 Nov 2014 00:00:00 -0800 2014-26461 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-07/pdf/2014-26461.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Provide That the Options Clearing Corporation's President Will Be Its Chief Operating Officer, and That the President Will Not Be a Management Director https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26460.html https://regulations.justia.com/regulations/fedreg/2014/11/07/2014-26460.html Fri, 07 Nov 2014 00:00:00 -0800 2014-26460 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-07/pdf/2014-26460.pdf