<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/05?registers=between Wed, 22 May 2024 09:31:41 -0700 Wed, 22 May 2024 09:31:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/05?registers=between Notice - In the Matter of VHGI Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26360.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26360.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26360 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26360.pdf Notice - AllianceBernstein Multi-Manager Alternative Fund, et al.; https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26351.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26351.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26351 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26351.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26350.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26350.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26350 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26350.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26347.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26347.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26347 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26347.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26234.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26234.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26234 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26234.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.12, Limitation of Liability https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26233.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26233.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26233 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26233.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of FLEX Option No Minimum Value Size Pilot Program https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26232.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26232.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26232 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26232.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Establish an Opening Process for Non-BATS-Listed Securities https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26231.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26231.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26231 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26231.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Establish an Opening Process https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26230.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26230.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26230 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26230.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares DB Optimum Yield Diversified Commodity Strategy Portfolio, PowerShares Agriculture Commodity Strategy Portfolio, PowerShares Precious Metals Commodity Strategy Portfolio, PowerShares Energy Commodity Strategy Portfolio, PowerShares Base Metals Commodity Strategy Portfolio and PowerShares Bloomberg Commodity Strategy Portfolio, Each a Series of PowerShares Actively Managed Exchange-Traded Commodity Fund Trust https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26229.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26229.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26229 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26229.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26228.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26228.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26228 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26228.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26227.html https://regulations.justia.com/regulations/fedreg/2014/11/05/2014-26227.html Wed, 05 Nov 2014 00:00:00 -0800 2014-26227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-05/pdf/2014-26227.pdf