Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/04?limit=200&registers=between&mode=atom 2024-05-22T01:20:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26245.html Notice - In the Matter of Hall Tees, Inc., Phoenix Medical Software, Inc., Surface Coatings, Inc., Flint Int'l Services, Inc., Order of Suspension of Trading 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26245 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26245.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26235.html Notice - Sunshine Act Meeting 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26235 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26235.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26129.html Notice - Proposed Collection; Comment Request 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26129 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26129.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26128.html Notice - Proposed Collection; Comment Request 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26128 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26128.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26127.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend EDGX Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26127 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26127.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26126.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Fee Schedule 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26126 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26126.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26125.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.200 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26125 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26125.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26124.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Exchange Rule 531, Trade Nullification and Price Adjustment Procedure 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26124 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26124.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26123.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26123 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26123.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26122.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26122 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26122.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26121.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related To Extending the FLEX Exercise Settlement Values Pilot 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26121 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26121.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26120.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filling of Proposed Rule Change To Provide for the Clearance of Additional Sovereign Contracts 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26120 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26120.pdf https://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26119.html Notice - Consolidated Tape Association; Order Approving the Twentieth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Fourteenth Substantive Amendment to the Restated Consolidated Quotation Plan 2014-11-04T00:00:00-08:00 2014-11-04T00:00:00-08:00 2014-26119 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26119.pdf