Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/11/04?limit=200®isters=between&mode=atom2024-05-22T01:20:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26245.htmlNotice - In the Matter of Hall Tees, Inc., Phoenix Medical Software, Inc., Surface Coatings, Inc., Flint Int'l Services, Inc., Order of Suspension of Trading2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26245.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26235.htmlNotice - Sunshine Act Meeting2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26235.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26129.htmlNotice - Proposed Collection; Comment Request2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26129.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26128.htmlNotice - Proposed Collection; Comment Request2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26128.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26127.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend EDGX Rule 1.5 and Chapter XI Regarding Current System Functionality Including the Operation of Order Types and Order Instructions2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26127.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26126.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Fee Schedule2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26126.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26125.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.2002014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26125.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26124.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Exchange Rule 531, Trade Nullification and Price Adjustment Procedure2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26124.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26123.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26123.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26122.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26122.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26121.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related To Extending the FLEX Exercise Settlement Values Pilot2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26121.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26120.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filling of Proposed Rule Change To Provide for the Clearance of Additional Sovereign Contracts2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26120.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/04/2014-26119.htmlNotice - Consolidated Tape Association; Order Approving the Twentieth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Fourteenth Substantive Amendment to the Restated Consolidated Quotation Plan2014-11-04T00:00:00-08:002014-11-04T00:00:00-08:002014-26119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-04/pdf/2014-26119.pdf