<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10?registers=between&min-day=1&max-day=31 Wed, 22 May 2024 21:55:37 -0700 Wed, 22 May 2024 21:55:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25890.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25890.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25890 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25890.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by the AdvisorShares Global Echo ETF https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25888.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25888.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25888 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25888.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25881.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25881.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25881.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBOE Trade Match System https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25880.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25880.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25880.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts To Ensure That Only Net Long Positions May Be Exercised https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25879.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25879.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25879.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25878.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25878.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25878.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25877.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25877.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25877.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25876.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25876.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25876.pdf Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25782.html https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25782.html Thu, 30 Oct 2014 00:00:00 -0700 2014-25782 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-30/pdf/2014-25782.pdf Notice - ETF Securities Advisors LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25781.html https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25781.html Thu, 30 Oct 2014 00:00:00 -0700 2014-25781 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-30/pdf/2014-25781.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25780.html https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25780.html Thu, 30 Oct 2014 00:00:00 -0700 2014-25780 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-30/pdf/2014-25780.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25779.html https://regulations.justia.com/regulations/fedreg/2014/10/30/2014-25779.html Thu, 30 Oct 2014 00:00:00 -0700 2014-25779 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-30/pdf/2014-25779.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and To List and Trade Shares of the ActiveShares Large-Cap Fund, ActiveShares Mid-Cap Fund, and ActiveShares Multi-Cap Fund Pursuant to That Rule https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25714.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25714.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25714 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25714.pdf Notice - Automated Matching Systems Exchange, LLC; Order Instituting Proceedings To Determine Whether To Grant or Deny an Application for an Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25675.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25675.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25675 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25675.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Listing and Trading of Shares of the NASDAQ-100 DIVS Index ETF Under Rule 5705 https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25674.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25674.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25674 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25674.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25673.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25673.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25673 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25673.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Proposed Changes To Remove From the Exchange Rules Fee Provisions Regarding Re-Transmission of “Third-Party Data” https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25672.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25672.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25672 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25672.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9 and 11.13 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25671.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25671.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25671 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25671.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of a Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Expiring Twelve Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25670.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25670.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25670 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25670.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers; and Proposed Amendments to Rule G-9, on Preservation of Records https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25669.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25669.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25669 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25669.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25668.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25668.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25668 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25668.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25667.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25667.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25667 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25667.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9 and 11.13 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25666.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25666.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25666 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25666.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25536.html https://regulations.justia.com/regulations/fedreg/2014/10/29/2014-25536.html Wed, 29 Oct 2014 00:00:00 -0700 2014-25536 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-10-29/pdf/2014-25536.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25676.html https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25676.html Tue, 28 Oct 2014 00:00:00 -0700 2014-25676 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-28/pdf/2014-25676.pdf Notice - In the Matter of Icon Public Ltd. Co.; Order Withdrawing Trading Suspension https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25576.html https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25576.html Tue, 28 Oct 2014 00:00:00 -0700 2014-25576 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-28/pdf/2014-25576.pdf Notice - Ares Real Estate Management Holdings, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25550.html https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25550.html Tue, 28 Oct 2014 00:00:00 -0700 2014-25550 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-28/pdf/2014-25550.pdf Notice - Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25549.html https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25549.html Tue, 28 Oct 2014 00:00:00 -0700 2014-25549 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-28/pdf/2014-25549.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25548.html https://regulations.justia.com/regulations/fedreg/2014/10/28/2014-25548.html Tue, 28 Oct 2014 00:00:00 -0700 2014-25548 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-28/pdf/2014-25548.pdf Notice - Tennenbaum Opportunities Fund V, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/24/2014-25302.html https://regulations.justia.com/regulations/fedreg/2014/10/24/2014-25302.html Fri, 24 Oct 2014 00:00:00 -0700 2014-25302 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-24/pdf/2014-25302.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Rules of the Mortgage-Backed Securities Division To Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions https://regulations.justia.com/regulations/fedreg/2014/10/24/2014-25301.html https://regulations.justia.com/regulations/fedreg/2014/10/24/2014-25301.html Fri, 24 Oct 2014 00:00:00 -0700 2014-25301 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-24/pdf/2014-25301.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Government Securities Division Rulebook in Order To Establish an Early Unwind Intraday Charge in Connection With the Inclusion of GCF Repo® Positions in GSD's Intraday Participant Clearing Fund Requirement, and GSD's Hourly Internal Surveillance Cycles https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25207.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25207.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25207 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25207.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25204.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25204.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25204 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25204.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Miami International Securities Exchange, LLC https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25203.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25203.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25203 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25203.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25202.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25202.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25202 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25202.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25201.html https://regulations.justia.com/regulations/fedreg/2014/10/23/2014-25201.html Thu, 23 Oct 2014 00:00:00 -0700 2014-25201 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-23/pdf/2014-25201.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25208.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25208.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25208 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25208.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 1107 Concerning Exchange Arbitrations https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25148.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25148.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25148 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25148.pdf Notice - BlackRock Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25083.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25083.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25083 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25083.pdf Notice - Principal Real Estate Income Fund and ALPS Advisors, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25082.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25082.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25082 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25082.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of Certain Funds of the Alpha Architect ETF Trust https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25081.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25081.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25081 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25081.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25080.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25080.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25080 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25080.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 by and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25079.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25079.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25079 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25079.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25078.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25078.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25078 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25078.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 850 Regarding Fees https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25077.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25077.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25077 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25077.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CME Rule 816 https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25076.html https://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25076.html Wed, 22 Oct 2014 00:00:00 -0700 2014-25076 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25076.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-25084.html https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-25084.html Tue, 21 Oct 2014 00:00:00 -0700 2014-25084 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-21/pdf/2014-25084.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Treatment of Over-the-Counter Options Contracts Cleared by The Options Clearing Corporation https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24957.html https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24957.html Tue, 21 Oct 2014 00:00:00 -0700 2014-24957 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-21/pdf/2014-24957.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24955.html https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24955.html Tue, 21 Oct 2014 00:00:00 -0700 2014-24955 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-21/pdf/2014-24955.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Professional Qualification Requirements, Regarding Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24954.html https://regulations.justia.com/regulations/fedreg/2014/10/21/2014-24954.html Tue, 21 Oct 2014 00:00:00 -0700 2014-24954 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-21/pdf/2014-24954.pdf