<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/31?registers=between Sat, 21 Jun 2025 22:02:11 -0700 Sat, 21 Jun 2025 22:02:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/31?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25890.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25890.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25890 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25890.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by the AdvisorShares Global Echo ETF https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25888.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25888.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25888 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25888.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25881.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25881.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25881 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25881.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CBOE Trade Match System https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25880.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25880.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25880.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Process All Sell Transactions Prior to the Exercise of Long Options in Market-Maker Accounts To Ensure That Only Net Long Positions May Be Exercised https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25879.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25879.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25879 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25879.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25878.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25878.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25878 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25878.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25877.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25877.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25877.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25876.html https://regulations.justia.com/regulations/fedreg/2014/10/31/2014-25876.html Fri, 31 Oct 2014 00:00:00 -0700 2014-25876 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-31/pdf/2014-25876.pdf