Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/22?limit=200®isters=between&mode=atom2024-12-22T17:45:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25208.htmlNotice - Sunshine Act Meeting2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25208.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25148.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 1107 Concerning Exchange Arbitrations2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25148.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25083.htmlNotice - BlackRock Advisors, LLC, et al.; Notice of Application2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25083.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25082.htmlNotice - Principal Real Estate Income Fund and ALPS Advisors, Inc.; Notice of Application2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25082.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25081.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of Certain Funds of the Alpha Architect ETF Trust2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25081.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25080.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25080.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25079.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 by and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25079.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25078.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25078.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25077.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 850 Regarding Fees2014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25077.pdfhttps://regulations.justia.com/regulations/fedreg/2014/10/22/2014-25076.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to CME Rule 8162014-10-22T00:00:00-07:002014-10-22T00:00:00-07:002014-25076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-10-22/pdf/2014-25076.pdf