Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/17?limit=200&registers=between&mode=atom 2024-12-22T17:08:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24877.html Notice - Managed Portfolio Series, et al.; Notice of Application 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24877 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24877.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24685.html Notice - New Mountain Finance Corporation, et al.; Notice of Application 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24685 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24685.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24684.html Notice - SunAmerica Series Trust, et al.; Notice of Application 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24684 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24684.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24683.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24683 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24683.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24682.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24682 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24682.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24681.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24681 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24681.pdf https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24680.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program 2014-10-17T00:00:00-07:00 2014-10-17T00:00:00-07:00 2014-24680 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-17/pdf/2014-24680.pdf