<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/16?registers=between Wed, 25 Jun 2025 17:09:13 -0700 Wed, 25 Jun 2025 17:09:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/16?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT, Inc.; Order Approving Proposed Rule Changes Amending Exchange Rule 13 To Make the Add Liquidity Only Modifier Available for Limit Orders, and Make the Day Time-In-Force Condition and Add Liquidity Only Modifier Available for Intermarket Sweep Orders https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24547.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24547.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24547 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24547.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt as Permanent the Limited Fee Waiver Pilot Program Pursuant to FINRA Rule 7730 https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24546.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24546.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24546 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24546.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by Certain PIMCO Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24545.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24545.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24545 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24545.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Floor Procedure Advice F-27, Options Exchange Official Rulings https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24544.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24544.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24544 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24544.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Retail Liquidity Program and NYSE Arca Equities Rule 7.44 To Provide That Retail Price Improvement Orders That Are Not Priced Better Than the Best Protected Bid or Best Protected Offer Will Not Be Rejected Upon Entry https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24543.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24543.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24543 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24543.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24542.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24542.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24542 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24542.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24541.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24541.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24541 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24541.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24540.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24540.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24540 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24540.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Amendments To Reflect Recent Deletion of Rule 343 https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24539.html https://regulations.justia.com/regulations/fedreg/2014/10/16/2014-24539.html Thu, 16 Oct 2014 00:00:00 -0700 2014-24539 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-16/pdf/2014-24539.pdf