<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/15?registers=between Tue, 24 Jun 2025 03:57:25 -0700 Tue, 24 Jun 2025 03:57:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/15?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operative Date for Deletion of Rule 7740 Pursuant to SR-FINRA-2014-032 https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24454.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24454.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24454 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24454.pdf Notice - Eaton Vance Distributors, Inc. and Eaton Vance Unit Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24423.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24423.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24423 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24423.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes in the Concentration Policies of ARK Innovation ETF and ARK Genomic Revolution ETF as Well as a Change in the Name of the ARK Genomic Revolution ETF to the ARK Genomic Revolution Multi-Sector ETF https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24422.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24422.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24422 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24421.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24421.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24421 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24421.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Broaden Arbitrators' Authority To Make Referrals During an Arbitration Proceeding https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24420.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24420.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24420 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24420.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 723 to Add a New PIM ISO Order Type https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24419.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24419.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24419 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24419.pdf Notice - Self-Regulatory Organizations; ISE Gemini Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 723 To Add a New PIM ISO Order Type https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24418.html https://regulations.justia.com/regulations/fedreg/2014/10/15/2014-24418.html Wed, 15 Oct 2014 00:00:00 -0700 2014-24418 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-15/pdf/2014-24418.pdf