<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/03?registers=between Thu, 26 Jun 2025 10:58:05 -0700 Thu, 26 Jun 2025 10:58:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/03?registers=between Notice - In the Matter of Nudg Media Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23747.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23747.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23747 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23747.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23576.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23576.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23576 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23576.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23575.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23575.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23575 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23575.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23574.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23574.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23574 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23574.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23573.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23573.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23573 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23573.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23572.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23572.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23572 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23572.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23571.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23571.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23571 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23571.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23570.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23570.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23570 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23570.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Period of the New Options Floor Broker Management System Until November 3, 2014 https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23569.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23569.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23569 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23569.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Increase Arbitrator Honoraria and Increase Certain Arbitration Fees and Surcharges https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23568.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23568.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23568 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23568.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3110(e) (Responsibility of Member To Investigate Applicants for Registration) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23567.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23567.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23567 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23567.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23566.html https://regulations.justia.com/regulations/fedreg/2014/10/03/2014-23566.html Fri, 03 Oct 2014 00:00:00 -0700 2014-23566 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-03/pdf/2014-23566.pdf