<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/02?registers=between Mon, 14 Jul 2025 19:28:59 -0700 Mon, 14 Jul 2025 19:28:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/10/02?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 11.24 To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the Exchange's Proprietary Data Feeds https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23480.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23480.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23480 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23480.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.24 To Permit Members To Designate Their Retail Orders To Be Identified as Retail on the Exchange's Proprietary Data Feeds https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23479.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23479.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23479 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23479.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23453.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23453.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23453 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23453.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23452.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23452.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23452 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23452.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23451.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23451.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23451 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23451.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(c) To Adopt a Supplemental Peg Order https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23450.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23450.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23450 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23450.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(c) To Adopt a Supplemental Peg Order https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23449.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23449.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23449 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23449.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares Commodities Strategy ETF iShares of U.S. ETF Trust https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23448.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23448.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23448 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23448.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to 2014 ISDA Definitions https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23447.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23447.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23447 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23447.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Implementation of the Revised 2014 ISDA Credit Derivatives Definitions https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23446.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23446.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23446 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23446.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Composition of Hearing Panels and Extended Hearing Panels in Disciplinary Proceedings https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23445.html https://regulations.justia.com/regulations/fedreg/2014/10/02/2014-23445.html Thu, 02 Oct 2014 00:00:00 -0700 2014-23445 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-10-02/pdf/2014-23445.pdf