<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 06:44:26 -0700 Thu, 23 May 2024 06:44:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09?registers=between&min-day=1&max-day=30 Rule - Asset-Backed Securities Disclosure and Registration https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html Tue, 30 Sep 2014 00:00:00 -0700 C1-2014-21375 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/C1-2014-21375.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23254 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23254.pdf Notice - Great-West Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23227.pdf Notice - JNL Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23226.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Amend the Functionality Relating To Post No Preference Blind Orders To Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23225.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 21.7 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23224 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23224.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23223 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23223.pdf Notice - In the Matter of All Grade Mining, Inc., Bluforest, Inc., DHS Holding Co., Essential Innovations, Technology Corp., Global Green Inc., Inova Technology, Inc., mLight Tech, Inc., Solar Thin Films, Inc., Xumanii International, Holdings Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23247.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23247.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23247.pdf Notice - Self-Regulatory Organizations; ISE Gemini Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Limited Liability Company Agreement (“LLC Agreement”) https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23052.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23052.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23052 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23052.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23051.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23051.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23051 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23051.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23050.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23050.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23050 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23050.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23049.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23049.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23049 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23049.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Supplementary Schedule for Inventory Positions Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23048.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23048.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23048.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change to Update OCX's Rulebook To Remove References To the OCX.BETS and CBOEdirect Trading Platforms https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23047.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23047.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23047.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22996.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22996.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22996 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22996.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22995.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22995.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22995 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22995.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22994.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22994.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22994 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22994.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Number of Securities Held by the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22993.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22993.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22993 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22993.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22992.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22992.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22992 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22992.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF Repo® Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22991.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22991.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22991 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22991.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22918.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22918.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22918 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22918.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22917.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22917.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22917 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22917.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22916.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22916.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22916.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22915.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22915.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22915 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22915.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22914.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22914.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22914 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22914.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22913.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22913.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22913 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22913.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22912.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22912.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22912 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22912.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22911.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22911.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22911.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Validea Market Legends ETF of the ETF Series Solutions ETF Trust https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22910.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22910.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22910.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22909.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22909.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22909.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9 and 11.13 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22908.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22908.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22908 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22908.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 to Rule 341 To Specify the Registration and Examination Requirements for Certain Persons Engaged in Supervisory Activities https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22907.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22907.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22907 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22907.pdf Notice - Monroe Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22792.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22792.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22792 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22792.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the 2014 ISDA Credit Derivatives Definitions https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22791.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22791.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22791 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22791.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05, 902.06 and 902.08 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein and To Delete Obsolete Rule Text https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22790.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22790.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22790 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22790.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Add a New Complex Order Process Called Legging Orders https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22789.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22789.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22789 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22789.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100(a) To Correct Potential Ambiguities Introduced in Prior Rule Change Filings Submitted in 2013 and 2014 https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22788.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22788.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22788 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22788.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX Routing Services https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22787.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22787.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22787 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22787.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22786.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22786.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22786 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22786.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22785.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22785.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22785 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22785.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22784.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22784.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22784 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22784.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22783.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22783.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22783 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22783.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22782.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22782.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22782 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22782.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Apply Enhanced Post-Trade Price Reasonableness Checks on Confirmed Trades in Standardized Options and Futures Options To Increase the Likelihood That Erroneous Trades Will Be Identified and Voided https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22673.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22673.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22673 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22673.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22672.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22672.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22672 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22672.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22671.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22671.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22671 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22671.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Emerging Markets Local Currency Bond ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22670.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22670.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22670 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22670.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Establishing the NYSE Best Quote & Trades Data Feed https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22669.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22669.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22669 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22669.pdf Rule - Asset-Backed Securities Disclosure and Registration https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-21375.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-21375.html Wed, 24 Sep 2014 00:00:00 -0700 2014-21375 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-21375.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2014/09/23/2014-22551.html https://regulations.justia.com/regulations/fedreg/2014/09/23/2014-22551.html Tue, 23 Sep 2014 00:00:00 -0700 2014-22551 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-23/pdf/2014-22551.pdf