<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/30?registers=between Mon, 23 Jun 2025 12:55:32 -0700 Mon, 23 Jun 2025 12:55:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/30?registers=between Rule - Asset-Backed Securities Disclosure and Registration https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html https://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.html Tue, 30 Sep 2014 00:00:00 -0700 C1-2014-21375 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/C1-2014-21375.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23254 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23254.pdf Notice - Great-West Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23227 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23227.pdf Notice - JNL Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23226 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23226.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Amend the Functionality Relating To Post No Preference Blind Orders To Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23225 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23225.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 21.7 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23224 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23224.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html https://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.html Tue, 30 Sep 2014 00:00:00 -0700 2014-23223 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23223.pdf