Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/30?limit=200®isters=between&mode=atom2024-12-22T11:48:53-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/09/30/C1-2014-21375.htmlRule - Asset-Backed Securities Disclosure and Registration2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:00C1-2014-21375Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/C1-2014-21375.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23254.htmlNotice - Proposed Collection; Comment Request2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23254.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23227.htmlNotice - Great-West Funds, Inc., et al.; Notice of Application2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23227.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23226.htmlNotice - JNL Series Trust, et al.; Notice of Application2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23226.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23225.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Amend the Functionality Relating To Post No Preference Blind Orders To Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23225.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23224.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 21.7 of BATS Exchange, Inc.2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23224.pdfhttps://regulations.justia.com/regulations/fedreg/2014/09/30/2014-23223.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt Rule 14.11(k) To Permit BATS Exchange, Inc. To List Managed Portfolio Shares and To List and Trade Shares of Certain Funds of the Spruce ETF Trust2014-09-30T00:00:00-07:002014-09-30T00:00:00-07:002014-23223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-09-30/pdf/2014-23223.pdf