<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/29?registers=between Sun, 22 Dec 2024 11:09:30 -0800 Sun, 22 Dec 2024 11:09:30 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/29?registers=between Notice - In the Matter of All Grade Mining, Inc., Bluforest, Inc., DHS Holding Co., Essential Innovations, Technology Corp., Global Green Inc., Inova Technology, Inc., mLight Tech, Inc., Solar Thin Films, Inc., Xumanii International, Holdings Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23247.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23247.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23247.pdf Notice - Self-Regulatory Organizations; ISE Gemini Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of Its Limited Liability Company Agreement (“LLC Agreement”) https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23052.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23052.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23052 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23052.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23051.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23051.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23051 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23051.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23050.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23050.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23050 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23050.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23049.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23049.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23049 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23049.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a Supplementary Schedule for Inventory Positions Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23048.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23048.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23048 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23048.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change to Update OCX's Rulebook To Remove References To the OCX.BETS and CBOEdirect Trading Platforms https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23047.html https://regulations.justia.com/regulations/fedreg/2014/09/29/2014-23047.html Mon, 29 Sep 2014 00:00:00 -0700 2014-23047 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-29/pdf/2014-23047.pdf