<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/26?registers=between Wed, 25 Jun 2025 16:22:31 -0700 Wed, 25 Jun 2025 16:22:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/26?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22996.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22996.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22996 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22996.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9 of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22995.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22995.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22995 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22995.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22994.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22994.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22994 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22994.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Number of Securities Held by the Peritus High Yield ETF https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22993.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22993.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22993 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22993.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22992.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22992.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22992 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22992.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF Repo® Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22991.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22991.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22991 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22991.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22918.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22918.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22918 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22918.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22917.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22917.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22917 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22917.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22916.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22916.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22916 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22916.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22915.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22915.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22915 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22915.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22914.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22914.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22914 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22914.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22913.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22913.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22913 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22913.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22912.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22912.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22912 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22912.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22911.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22911.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22911.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Validea Market Legends ETF of the ETF Series Solutions ETF Trust https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22910.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22910.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22910 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22910.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404 https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22909.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22909.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22909 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22909.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9 and 11.13 of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22908.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22908.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22908 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22908.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .01 to Rule 341 To Specify the Registration and Examination Requirements for Certain Persons Engaged in Supervisory Activities https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22907.html https://regulations.justia.com/regulations/fedreg/2014/09/26/2014-22907.html Fri, 26 Sep 2014 00:00:00 -0700 2014-22907 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-26/pdf/2014-22907.pdf