<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/25?registers=between Sun, 22 Dec 2024 11:41:29 -0800 Sun, 22 Dec 2024 11:41:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/25?registers=between Notice - Monroe Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22792.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22792.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22792 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22792.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the 2014 ISDA Credit Derivatives Definitions https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22791.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22791.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22791 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22791.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 902.03, 902.04, 902.05, 902.06 and 902.08 of the Listed Company Manual To Increase Certain of the Fees Set Forth Therein and To Delete Obsolete Rule Text https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22790.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22790.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22790 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22790.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Add a New Complex Order Process Called Legging Orders https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22789.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22789.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22789 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22789.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100(a) To Correct Potential Ambiguities Introduced in Prior Rule Change Filings Submitted in 2013 and 2014 https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22788.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22788.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22788 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22788.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the CHX Routing Services https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22787.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22787.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22787 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22787.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22786.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22786.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22786 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22786.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22785.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22785.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22785 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22785.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22784.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22784.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22784 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22784.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22783.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22783.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22783 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22783.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22782.html https://regulations.justia.com/regulations/fedreg/2014/09/25/2014-22782.html Thu, 25 Sep 2014 00:00:00 -0700 2014-22782 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-25/pdf/2014-22782.pdf