<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/24?registers=between Sun, 22 Dec 2024 11:39:17 -0800 Sun, 22 Dec 2024 11:39:17 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/09/24?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Apply Enhanced Post-Trade Price Reasonableness Checks on Confirmed Trades in Standardized Options and Futures Options To Increase the Likelihood That Erroneous Trades Will Be Identified and Voided https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22673.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22673.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22673 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22673.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities Trust I https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22672.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22672.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22672 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22672.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22671.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22671.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22671 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22671.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Emerging Markets Local Currency Bond ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22670.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22670.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22670 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22670.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Establishing the NYSE Best Quote & Trades Data Feed https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22669.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-22669.html Wed, 24 Sep 2014 00:00:00 -0700 2014-22669 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-22669.pdf Rule - Asset-Backed Securities Disclosure and Registration https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-21375.html https://regulations.justia.com/regulations/fedreg/2014/09/24/2014-21375.html Wed, 24 Sep 2014 00:00:00 -0700 2014-21375 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-09-24/pdf/2014-21375.pdf